Carol TsinSiu Kee
Board Director, Advisor, Consultant
Jurisdiction
Singapore
Notable Employer
- Non-Executive Board Director (NED) at Daiwa Capital Markets Singapore Ltd
- Independent Board Director at Mary Chia Holdings Group
- Senior Accredited Director at Singapore Institute of Directors
- Deputy President&Chief Operating Officer, Board Director at Daiwa Capital Markets Singapore Ltd
Experience
Non-Executive Director, Advisor to the Board on strategy, organisational transformation, change management. Approve financial budgets, business plans, mergers and acquisitions, underwriting, new clients, new markets.
Independent Non-Executive Director, chair the Nominating Committee, member of Audit and Risks Committee, Renumeration Committee. Approve financial year end audited accoubts and filing with the Singapore Stock Exchange. Ensure compliance to all Exchange Rules and Regulations.
Completed full course re : Listed Entity Director's Programme to serve as a director for public listed company. Completed training on all modules to gain accreditation as senior accredited director.
Executive Board Director, day to day runbing of entire bank operations. Oversee the equities broking business, fixed income sales and trading, investment banking, wealth management and asset management chair Executive Management Committee, Risks and Compliance committee, IT, Business Continuity committees. Act as chief AML/KYC Officer respibsible for handling regulatory relationships with MAS, regulators in Hobg Kong, Australia and Thailand.
Education
Certification
Felkow Chartered Accountant, Senior Accredited Director