— Helped Boards/CEOs integrate risk & resilience into business strategies and daily decision-making
— Helped define Risk Tolerances & Appetite, reduced costs by over 18% in complex operations
— Blockchain Technology, Digital Assets, Cryptocurrencies - High expertise
— High expertise in ERM, OpRisk, 1940 Act, Code of Conduct, AML/OFAC, FinCEN, KYC, BSA.
— Led oversight w/Fed, SEC, OCC, CFTC, Basel, Dodd-Frank, SOX, COSO, SSAE16/18
— Fixed-Income, Mortgage Analytics, modeling, Credit & Market Risk, Trade Execution & Surveillance
— High expertise in Custody, Settlement, Confirmation, Clearing, Collateral, Transaction Processing
— Leading Audit & Internal Controls
— Implemented multiple Risk/GRC/Analytics Systems, Large-scale Technology