Manufacturing
Retail
Technology, Information and Media
Financial Services
Education
Active

Ray Cotton

Experienced COO, Tech, and Risk Officer

About Me

Experienced cybersecurity and technology risk executive with over 20 years of leading global risk management efforts across complex, matrixed organizations in financial services and technology. Proven skill in implementing enterprise - wide risk frameworks, ensuring regulatory compliance, and managing large teams to identify and reduce technology, cybersecurity, and operational risks. Expert at working with senior leaders to shape strategic risk governance, resiliency planning, and emerging trend strategies. Effective communicator with strong knowledge of IT security, regulatory standards, and project management. Known for delivering innovative solutions to combat cyber threats, strengthen organizational resilience, and meet international compliance standards.

Jurisdiction

United States

Experience

Seniority LevelExecutive
Years of Experience20+ years
Current StatusActive
SVP/CCO - President, Chief Compliance and Sustainability OfficerLL Industries
2013 - 2015

• The CEO and Board of Directors hired me to investigate concerns raised by the FBI and the SEC. Based on this work, I developed strategic compliance and risk policies that aligned fraud prevention with business objectives, resulting in measurable improvements in operational quality and efficiency. • Directed global sustainability initiatives, aligning operational practices with evolving content and policy standards.

Chief Security Officer, AVP Security, Director of Security, Organized Crime InvestigatorMultiple Industries and Companies
1998 - 2012

Executive Director, Technology Control- Technology Risk, CybersecurityWells Fargo Bank
2017 - Present

• Directed and led a global cybersecurity and risk operations team, enhancing policy, mitigating risk, and ensuring compliance and quality demands with federal agencies. (Reduced cybersecurity incidents by 30% through enhanced policies and risk mitigation.) • Collaborated with global stakeholders to design, implement, and mature enterprise - wide Third - Party Risk Management (TPRM) frameworks, policies, and procedures. (Achieved 95% completion of TPRM framework implementation across all third - party vendors.) • Led regulatory interactions, remediation efforts, and threat assessments with independent third parties to address cybersecurity risks effectively. (Resolved 100% of identified third - party cybersecurity vulnerabilities within SLA timelines.) • Delivered data - driven insights to address risks in a rapidly changing industry proactively, leveraging quantitative analysis to inform strategic decisions. (Improved threat detection accuracy by 20% through advanced data analytics.) • Led and motivated cross - functional teams to deliver exceptional operational performance, resolving complex escalations involving customers, press, regulators, and executives. (Increased operational issue resolution rate to 98%) • Managed regulatory relationships with CFPB, OCC, and FRB, ensuring timely resolution of escalated regulatory matters. (Ensured 100% compliance with regulatory agency requirements, avoiding fines.) • Collaborated with senior executives, including the Chief Risk Officer, CIO, CTO, and CISO, to provide strategic guidance on risk governance and key technology initiatives. (Facilitated risk governance meetings with 100% on - time executive participation.) • Directed enterprise - wide Technology and Security risk management programs, ensuring compliance with global regulatory requirements and industry best practices. (Maintained 100% compliance with global regulatory standards for technology and security risk management.)

Teaching Associate/ Computer Science Faculty AdvisorBrown University, School of Professional Studies
2018 - 2021

• Provided subject matter expertise on innovation, technical risk, cybersecurity, and operational management to drive high - quality decision - making. (28% increase in enrollment, 92% approval surveys) • Created trust, risk, and policy advisory courses to prepare leaders for complex business problems and demonstrate actual scenarios. (Highest rated non - tenured instructor, 98% positive blind feedback rate)

Director of Security - Cybersecurity, Risk, Trust, and Technology InnovationCapital One Bank
2015 - 2017

• As a key leader in Bay Area Trust and Safety Leadership, I defined the team culture. I evangelized and instilled a culture of innovation across a historically neglected, slower - moving organization. • Focused the team on enabling business operations while mitigating cyber risk to ensure regulatory compliance. • Implemented risk mitigation strategies and platforms (DLP, UEBA, UAM, and SIEM) to address insider threats proactively.

Chief Security Officer / Facility Security Officer (CSO / FSO)Riverbed Technology
2012 - 2013

• Managed global security operations for classified programs w / SCIF's (CIA, DoD, NSA), overseeing insider threats, physical security, loss prevention, and GSOC initiatives.

Education

Masters of Executive Master's (MS),Brown University, School of Professional Studies
2016 - 2018
Masters of Master of Science (MS),Boston University, Metropolitan College
2013 - 2015

Certification

Total Certifications1

CCISO, CISSM, CISM, CFI, CPP

Skills

Core skills10
Languages1

Skills

Operations
Strategic Planning
Cyber Security
Performance Management
Information Advice And Guidance
Strategic Planning
Management Consulting
Robotics
Risk
Technology Risk

Languages

English

Services