- Designed and implemented compliance programs for startups, focusing on regulatory compliance, counter-party risk due diligence, and ESG integration. - Conducted ESG due diligence, benchmarking, and research for clients in the GBA, utilizing PESTEL analysis to identify opportunities and risks. - Developed transition training programs for graduates and designed family support programs as a certified Social Emotional Learning (SEL) Trainer and Positive Discipline Parenting Facilitator. - Built a robust business network, fostering partnerships and exploring ESG reporting opportunities in the GBA.

- Spearheaded the development and refinement of the compliance & Governance framework in China, ensuring alignment with global standards and regulatory requirements. - Advised on investment product governance, ensuring compliance with client mandates and risk appetite. - Led Financial Crime (FC) and Regulatory Compliance (RC) initiatives, including AML, sanctions, cross-border marketing, and third-party risk management. - Delivered 40+ executive training programs, mentoring staffs to improve engagement and fostering a strong compliance culture. - Managed relationships with regulators and government agencies, ensuring seamless communication and compliance with evolving regulations. - Led technology enhancement projects, embed new technologies into compliance processes and improving operational efficiency. - Conducted in-depth regulatory research, identifying emerging risks and opportunities, and implementing policy changes to mitigate risks.

- Managed compliance and operational risk for corporate and private banking operations in Hong Kong. - Promoted to Alternate Chief Executive for Westpac Hong Kong, overseeing Type 1 and 4 regulated activities and managing relationships with HKMA and SFC. - Represented Westpac at the China and Pacific Countries Economic Forum, driving business growth through referral programs. - Increased FX income by 120% through customer acquisition and risk management initiatives. - Presented financial reports and analysis at the Annual General Meeting (AGM), ensuring transparency and accountability. - ALCO member responsible for liquidity risk and treasury management and balance sheet performance.

-Diverse experience in financial management, system accounting, and internal audit across multinational corporations in Australia and Hong Kong. Key roles included Project Accountant at EarthTech Engineering, Financial Accountant at Ferro Corporation, and Treasury Officer at Foster Brewing Group.

CPA / ESG Planning