external auditor

Advisory services on risk management, SOX etc. for technology and financial services companies.

Trusted advisor to financial institutions and technology companies on regulatory remediation, internal controls, internal audit transformation, and enterprise risk governance. Founder of Dynamic Risk Consulting, a boutique advisory firm helping organizations ranging from high-growth startups to Top 500 U.S. companies strengthen governance, internal controls, and regulatory readiness. I advise executive leadership, risk functions, and internal audit teams on addressing supervisory expectations and building scalable governance frameworks capable of managing regulatory and emerging technology risks, including AI governance and data oversight. Engagement Highlights: Regulatory Remediation – Global Financial Institution Supported consent order remediation for a Top 5 U.S. bank, validating supervisory findings and strengthening internal control frameworks under FRB 60-day and SEC 90-day remediation timelines. Internal Audit Transformation – Financial & Technology Institutions Improved audit lifecycle execution and QAIP programs, strengthening governance, documentation quality, and regulatory readiness. SOX & Internal Controls – Pre-IPO Technology Companies Designed SOX and ERM frameworks for high-growth companies preparing for IPO, building scalable control environments under aggressive timelines and limited resources. Cost Optimization – Public Company SOX Program Implemented control improvements that reduced external audit fees from $2M to $1.5M while strengthening financial reporting oversight. Enterprise Risk & Governance – Financial Services Organization Led risk-based audits across credit, liquidity, capital, investor, and model risk, identifying control gaps and strengthening governance and AI adoption.

Project Management Professional

PMI

2017