Financial Services
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Douglas Smuckler

FinTech & Enterprise Risk Executive

About Me

FinTech Risk, Compliance & Regulatory Subject Matter Expert with a proven track record of building and maturing enterprise-wide operational and compliance risk management programs from inception for an $85B bank. Expert in guiding Board-level strategy, aligning organizational risk taxonomies, and driving risk awareness. Currently leveraging deep regulatory expertise at a SaaS company to shape next-generation risk platforms, with a focus on integrating emerging AI risk management methodologies, Model Risk Management (MRM), and Fair Lending functionalities.

Jurisdiction

United States

Experience

Seniority LevelExecutive
Years of Experience15-20 years
Current StatusActive
FinTech Risk, Compliance & Regulatory Subject Matter ExpertPrescio
2025 - Present

Provide assurance purpose-built risk management platforms for financial institutions meet regulatory expectations while streamlining Model Risk Management (including AI Models) and Fair Lending programs. • Developed content for platforms for users to assess their risk management programs against regulatory expectations • Co-develop workflows within the platform to address specific regulatory requirements • Developed criteria in platform to assess regulatory and operational risk, including AI risk • Developed and delivered marketing materials and delivered pitches to potential customers

Managing Director - Enterprise Risk ManagmentFederal Home Loan Bank of San Francisco
2007 - 2025

Led the Bank’s Enterprise Compliance Program with a staff of 3 to ensure full regulatory compliance across the organization, with a focus on consumer protection and financial regulations. Collaborated with senior management and the Board on enhancement, implementation, and management of the Bank’s Risk Management and Risk Governance polices, Operational Risk Management and AML/BSA programs, and Risk Appetite Framework.

Education

Masters of Finance and MarketingUniversity of Chicago
1985 - 1987

Skills

Core skills8
Interests4
Languages2

Skills

Risk Program Policy and Program Developm
Process and controls design
Enterprise Risk Methodologies and Assess
Cross-Functional Collaboration
Enterprise Compliance Architecture
GRC Technology Integration
Operational Risk & Framework Design
Cultural Transformation & Remediation

Interests

Business Process Optimization
Enterprise Compliance Architecture
Artifician Intelligence Integration
Training & Awareness Programs

Languages

Indonesian
English